Introducing 3 New Pricing Models For RIA Compliance.
Take Control Over Compliance, & Achieve “Peace Of Mind”.
CCO Assistance
$14999*monthly
- Qtrly Consultations
- Discounted Pricing
- $500 Onboarding Fee
- *Additional fees may apply.
CCO Assistance
Geared for the advisory firm that chooses to handle compliance internally and likes to have a sounding board to discuss potential changes.
Annual Review & Filing
$19999*monthly
- Annual Review
- Annual Filing
- No Onboarding fee
- *Additional fees may apply.
Annual Review & Filing
Geared for the advisory firm that is comfortable with its responsibilities but opts to have a professional handle the annual review and filing.
Consultative Outsourcing
$24999*monthly
- Customized Forms & Docs
- Monthly Consultations
- Qtrly Amendments & Reviews
- *Additional fees may apply.
Consultative Outsourcing
Geared to the advisory firm that is focused on growth and sees the benefit in outsourcing most of its compliance responsibilities.
*Offers are based on the following assumptions: 1 RIA, 1 IAR, 1 State Registration/Notice Filing. These offers are available to both new and existing customers of Aurora Compliance Solutions. Certain restrictions apply. For more details and eligibility requirements contact Aurora Compliance Solutions at (860) 856-8862.