RIA Compliance & Registration

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    Edward Romanowsky Compliance Consultant

    (860) 856-8862


    Whether you are starting a new RIA Firm or need compliance assistance with an existing RIA Firm, Aurora brings the structure your company needs to grow in the most efficient and cost effective way.


    We help RIA firms asses, create and implement cybersecurity programs.


    Cybersecurity threats are both internal and external and most often go undetected.

    Start A RIA

    Starting your RIA firm off on the right foot is crucial to its success.

    Start A RIA

    A firms regulatory documents need to be customized to your RIA firm.

    Compliance Solutions

    A comprehensive compliance strategy takes more than software.


    Compliance deficiencies can go much further than the penalty assessed.
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