Introducing 3 New Pricing Models  For RIA Compliance.

Take Control Over Compliance, & Achieve “Peace Of Mind”.

CCO Consulting

  • Qtrly Consultations
  • Discounted Pricing
  • $500 Onboarding Fee
  • *Additional fees may apply

CCO Assistance 

Geared for the advisory firm that chooses to handle compliance internally and sees the value of compliance consulting.

Annual Review & Filing

  • Annual Review
  • Annual Filing
  • No Onboarding fee
  • *Additional fees may apply

Annual Review & Filing

Geared for the advisory firm that is comfortable with its responsibilities but chooses to outsource the annual filing.

Review, Filing & Consulting

  • Marketing/Content Reviews
  • Monthly Consultations
  • Quarterly Amendments
  • *Additional fees may apply

Review, Filing & Consulting

Geared to the advisory firm that sees the benefit in outsourcing it’s annual review, filing, and “1 on 1” consulting.

Offers are based on the following basic assumptions: 1 state registered IA, 1 IAR, less than $25mm aum, and no other industry affiliations.   *Additional fees, if applicable, are based on firm size, structure & complexity.

Compliance programs that make sense.

Our pricing is designed to give firms more control over their compliance costs. Simply choose the program that is right for you.

Join The Growing List of Satisfied Aurora Compliance Solutions Clients!