Start Your New RIA Firm With Aurora.

Aurora’s New RIA Registration solution uses our “Consultative Outsourcing” approach. Consultative outsourcing puts the focus on customer service and is the backbone to our client for life approach.

Certificate of Compliance

Start your New RIA with Aurora’s

“New RIA Consultative Outsourcing Package”

Our “New RIA Consultative Outsourcing Package” is a full service RIA registration solution that is both comprehensive and cost efficient. It allows investment advisors to focus on other important business strategies.  This service is based on our highly successful “hub and spoke” business model and includes many of services other firms charge large fees, at no additional costs. Here’s what’s included:

  • New IA State/SEC Registration Filing

  • “Consultative Outsourcing”

  • New Customized Forms & Documents

  • IAR Data Updates & U4 Filing

  • Advertising & Marketing Reviews

  • Website & Social Media Content Reviews

  • “Other Than Annual Amendments” 

  • Customized Client Agreements & Contracts

  • Series 65 Testing Assistance

  • 3 Months Post Registration Assistance

Why Hire Aurora Compliance Solutions:

  • Customized Forms & Docs
  • Consultative Outsourcing
  • No Additional Software To Learn
  • Client Satisfaction
  • Competitive Pricing

What Aurora’s Clients Have To Say:

Aurora is more of a Partner than a vendor. I can call and run strategy ideas by my Aurora representative and the compliance implications involved.
Cesar, Aurora Client
I took advantage of the free 30 min consultation and the representative went over the pros and cons for my situation. The consultation was very informative.
Bill, Aurora Client
My Aurora representative helped me understand the filing process and they handled everything which allowed me to focus on setting up my new RIA firm.
Jack, Aurora Client